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The Financial Sector Conduct Authority (FSCA) has imposed an administrative penalty of R1 500 000 on Mr Ian Roscoe (Mr Roscoe) and debarred him for a period of 20 years. The regulatory action follows an investigation by the FSCA in respect of Mr Roscoe. The investigation found that Mr Roscoe rendered intermediary services that resulted …
The Prudential Authority – the prudential regulator within the administration of the South African Reserve Bank (SARB) − and the Financial Sector Conduct Authority (FSCA) will host the 2024 International Association of Insurance Supervisors (IAIS) Annual Conference on 5 and 6 December 2024 in Cape Town. This year’s theme is ‘Licence to operate: the role …
The Financial Sector Conduct Authority (FSCA) has imposed an administrative penalty of R1 million on Mr. Mareo Nel (Nel). The FSCA also debarred Nel for a period of 15 years. The regulatory action against Nel followed an investigation by the FSCA into complaints it received from Nel’s clients. The finding of the FSCA investigation was …
On 18 May 2018 the FSCA warned the public against doing financial services related business with Donafin (Pty) Ltd (Donafin) and its representatives Mr Sean Westcott (Mr Westcott) and Mr Leon Lincoln (Mr Lincoln)- see copy of that notice below. The FSCA informed the public that Donafin and its representatives rendered unauthorised financial services, when …